Universal Electronics v. Roku
Panel: Prost, Schall, Stoll
The Federal Circuit affirmed the Patent Trial and Appeal Board's final written decision that claims 1–6, 12, and 15–18 of Universal Electronics' U.S. Patent No. 9,847,083 are unpatentable as obvious. The appeal turned entirely on claim construction of the term "the provisioned codeset record comprising protocol and formatting information." Universal argued the term required all protocol and formatting information to be contained and stored in the codeset record itself and that "information" meant "a set of procedures," while the Board construed it more broadly as "information needed to transmit a signal from one device to another in a way that the receiving device can make sense of and use the signal."
The court applied de novo review to the claim construction question but reviewed the Board's factual findings based on extrinsic evidence for substantial evidence. The court's analysis focused on the claim language using "comprising" without requiring all protocol and formatting information be in the codeset record, rejecting Universal's attempt to import an "all" limitation and to narrow "information" to "a set of procedures." The specification similarly used permissive language ("may comprise") and provided only examples of protocol and formatting information without restricting the scope, and the court found the opponent's expert testimony did not support Universal's narrower construction. Because the court adopted the Board's construction, it affirmed the obviousness determination without separate analysis of that merits question.