Implicit v. Sonos
Panel: Taranto, Stoll, Cunningham
The Federal Circuit affirmed the Patent Trial and Appeal Board's final written decisions holding all challenged claims of U.S. Patent Nos. 7,391,791 and 8,942,252, owned by Implicit, LLC, unpatentable as anticipated or obvious over the Janevski prior art reference. Following the Board's initial decisions in September 2019, Implicit sought and obtained certificates of correction under 35 U.S.C. § 256 in August 2022 to add Guy Carpenter as a co-inventor. Implicit argued that with Carpenter named as an inventor, his earlier work would inure to the inventors' benefit and antedate Janevski, thereby removing it as prior art. On remand limited to addressing the impact of the inventorship corrections, the Board held that Implicit had forfeited (and alternatively waived, and was judicially estopped from raising) any new antedating theory based on Carpenter's involvement, despite § 256's generally retroactive effect. The Federal Circuit held that forfeiture can apply to § 256 corrections and that the Board did not abuse its discretion in finding forfeiture where Implicit possessed the inventorship evidence from the outset but waited until after final written decisions to seek correction without sufficient justification.
This decision clarifies that the retroactive effect of § 256 inventorship corrections does not immunize parties from procedural doctrines like forfeiture when they fail to assert inventorship arguments with adequate diligence during IPR proceedings. The court distinguished Egenera, Inc. v. Cisco Systems, Inc., where mid-litigation inventorship correction was permitted after a claim construction changed claim scope, emphasizing that no such scope change occurred here to justify Implicit's delayed assertion. The holding imports principles from Stark v. Advanced Magnetics, Inc. requiring diligent action during interference proceedings into the IPR context, establishing that parties cannot strategically withhold inventorship theories and raise them post-final decision based on later-obtained corrections. The court's rejection of Implicit's justifications—that it believed its initial position correct and that the proposed co-inventor resided abroad—signals skepticism toward strategic sandbagging and reinforces that parties bear the burden of presenting complete inventorship theories when antedating arguments are initially raised, particularly where the evidence was within the patent owner's sole possession throughout.